Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHEN, JIAHUA
Chinese Name of Relevant Individual
陳家驊
HKMA Registration Number
AF0594
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 1: dealing in securities
Effective Period
30 Nov 2012 - 23 Apr 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 4: advising on securities
Effective Period
30 Nov 2012 - 23 Apr 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
25 Mar 2011 - 24 Aug 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
25 Mar 2011 - 24 Aug 2012
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHEN, JIAHUA
:
Chinese Name of Relevant Individual
陳家驊
:
HKMA Registration Number
AF0594
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF0594
CREDIT SUISSE AG
Type 1: dealing in securities
30 Nov 2012 - 23 Apr 2015
No
AF0594
CREDIT SUISSE AG
Type 4: advising on securities
30 Nov 2012 - 23 Apr 2015
No
AF0594
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
25 Mar 2011 - 24 Aug 2012
No
AF0594
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
25 Mar 2011 - 24 Aug 2012
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.