Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
YAU, YIN HUNG
Chinese Name of Relevant Individual
邱燕虹
HKMA Registration Number
AF0608
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 1: dealing in securities
Effective Period
16 Mar 2016 - 05 Dec 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 4: advising on securities
Effective Period
16 Mar 2016 - 05 Dec 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
26 Mar 2011 - 25 Apr 2011
Is an Executive Officer? (Yes / No)
No
Records: 1-3 of 3
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
YAU, YIN HUNG
:
Chinese Name of Relevant Individual
邱燕虹
:
HKMA Registration Number
AF0608
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF0608
CREDIT SUISSE AG
Type 1: dealing in securities
16 Mar 2016 - 05 Dec 2018
No
AF0608
CREDIT SUISSE AG
Type 4: advising on securities
16 Mar 2016 - 05 Dec 2018
No
AF0608
CITIBANK (HONG KONG) LIMITED
Type 1: dealing in securities
26 Mar 2011 - 25 Apr 2011
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.