Register of Securities Staff of AIs

Last updated on 18/06/2026
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Name of Relevant Individual
SHEN, SUNG HSIEN YVES
Chinese Name of Relevant Individual

沈頌賢
HKMA Registration Number
AF0682
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
NATIXIS
Regulated Activity
Type 1: dealing in securities
First date of engagement
23 Jun 2015
Is an Executive Officer? (Yes / No)
No
Capacity
HEAD OF DEBT CAPITAL MARKETS AND HEAD OF CAPITAL STRUCTURE & RATING ADVISORY, CORPORATES, ASIA PACIFIC & MIDDLE EAST
Remarks
Registered Institution
NATIXIS
Regulated Activity
Type 4: advising on securities
First date of engagement
23 Jun 2015
Is an Executive Officer? (Yes / No)
No
Capacity
HEAD OF DEBT CAPITAL MARKETS AND HEAD OF CAPITAL STRUCTURE & RATING ADVISORY, CORPORATES, ASIA PACIFIC & MIDDLE EAST
Remarks
Registered Institution
NATIXIS
Regulated Activity
Type 6: advising on corporate finance
First date of engagement
03 Mar 2017
Is an Executive Officer? (Yes / No)
No
Capacity
HEAD OF DEBT CAPITAL MARKETS AND HEAD OF CAPITAL STRUCTURE & RATING ADVISORY, CORPORATES, ASIA PACIFIC & MIDDLE EAST
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
SHEN, SUNG HSIEN YVES
:
Chinese Name of Relevant Individual
沈頌賢
:
HKMA Registration Number
AF0682
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
NATIXIS
Type 1: dealing in securities
23 Jun 2015
No
HEAD OF DEBT CAPITAL MARKETS AND HEAD OF CAPITAL STRUCTURE & RATING ADVISORY, CORPORATES, ASIA PACIFIC & MIDDLE EAST
NATIXIS
Type 4: advising on securities
23 Jun 2015
No
HEAD OF DEBT CAPITAL MARKETS AND HEAD OF CAPITAL STRUCTURE & RATING ADVISORY, CORPORATES, ASIA PACIFIC & MIDDLE EAST
NATIXIS
Type 6: advising on corporate finance
03 Mar 2017
No
HEAD OF DEBT CAPITAL MARKETS AND HEAD OF CAPITAL STRUCTURE & RATING ADVISORY, CORPORATES, ASIA PACIFIC & MIDDLE EAST