Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LIU, MING CHE
Chinese Name of Relevant Individual
劉明哲
HKMA Registration Number
AF0686
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF TAIWAN
Regulated Activity
Type 1: dealing in securities
Effective Period
17 Oct 2017 - 29 Feb 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF TAIWAN
Regulated Activity
Type 1: dealing in securities
Effective Period
25 Apr 2014 - 14 Oct 2014
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
BANK OF TAIWAN
Regulated Activity
Type 1: dealing in securities
Effective Period
19 Mar 2014 - 24 Apr 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF TAIWAN
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Apr 2011 - 26 Nov 2012
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LIU, MING CHE
:
Chinese Name of Relevant Individual
劉明哲
:
HKMA Registration Number
AF0686
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF0686
BANK OF TAIWAN
Type 1: dealing in securities
17 Oct 2017 - 29 Feb 2020
No
AF0686
BANK OF TAIWAN
Type 1: dealing in securities
25 Apr 2014 - 14 Oct 2014
Yes
AF0686
BANK OF TAIWAN
Type 1: dealing in securities
19 Mar 2014 - 24 Apr 2014
No
AF0686
BANK OF TAIWAN
Type 1: dealing in securities
01 Apr 2011 - 26 Nov 2012
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.