Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
YEOH, ANDY KEONG YONG
Chinese Name of Relevant Individual
HKMA Registration Number
AF0696
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CANADIAN IMPERIAL BANK OF COMMERCE
Regulated Activity
Type 1: dealing in securities
Effective Period
11 Oct 2012 - 07 Oct 2013
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
CANADIAN IMPERIAL BANK OF COMMERCE
Regulated Activity
Type 4: advising on securities
Effective Period
11 Oct 2012 - 07 Oct 2013
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
CANADIAN IMPERIAL BANK OF COMMERCE
Regulated Activity
Type 1: dealing in securities
Effective Period
08 Aug 2012 - 10 Oct 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CANADIAN IMPERIAL BANK OF COMMERCE
Regulated Activity
Type 4: advising on securities
Effective Period
08 Aug 2012 - 10 Oct 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CANADIAN IMPERIAL BANK OF COMMERCE
Regulated Activity
Type 4: advising on securities
Effective Period
31 May 2012 - 02 Aug 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CANADIAN IMPERIAL BANK OF COMMERCE
Regulated Activity
Type 1: dealing in securities
Effective Period
02 Apr 2011 - 02 Aug 2012
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
YEOH, ANDY KEONG YONG
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AF0696
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF0696
CANADIAN IMPERIAL BANK OF COMMERCE
Type 1: dealing in securities
11 Oct 2012 - 07 Oct 2013
Yes
AF0696
CANADIAN IMPERIAL BANK OF COMMERCE
Type 4: advising on securities
11 Oct 2012 - 07 Oct 2013
Yes
AF0696
CANADIAN IMPERIAL BANK OF COMMERCE
Type 1: dealing in securities
08 Aug 2012 - 10 Oct 2012
No
AF0696
CANADIAN IMPERIAL BANK OF COMMERCE
Type 4: advising on securities
08 Aug 2012 - 10 Oct 2012
No
AF0696
CANADIAN IMPERIAL BANK OF COMMERCE
Type 4: advising on securities
31 May 2012 - 02 Aug 2012
No
AF0696
CANADIAN IMPERIAL BANK OF COMMERCE
Type 1: dealing in securities
02 Apr 2011 - 02 Aug 2012
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.