Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
NGAI, BERYL
Chinese Name of Relevant Individual
魏幸然
HKMA Registration Number
AF0701
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
FUBON BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
01 Dec 2022
Is an Executive Officer? (Yes / No)
No
Capacity
BUSINESS MANAGER
Remarks
Registered Institution
FUBON BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
01 Dec 2022
Is an Executive Officer? (Yes / No)
No
Capacity
BUSINESS MANAGER
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
FUBON BANK (HONG KONG) LIMITED
SFC CE number
AAA582
Business Address
FUBON BANK BUILDING, 38 DES VOEUX ROAD CENTRAL, HONG KONG.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
FUBON BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 01 Dec 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
FUBON BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
Since 01 Dec 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
30 Jun 2022 - 06 Nov 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
30 Jun 2022 - 06 Nov 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
08 Jul 2021 - 03 Apr 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
08 Jul 2021 - 03 Apr 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CMB WING LUNG BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
13 Aug 2020 - 07 May 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CMB WING LUNG BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
13 Aug 2020 - 07 May 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
31 Aug 2013 - 01 Jul 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
31 Aug 2013 - 01 Jul 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
13 Sep 2011 - 25 Aug 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
13 Sep 2011 - 25 Aug 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
WING HANG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
04 Apr 2011 - 31 May 2011
Is an Executive Officer? (Yes / No)
No
Records: 1-13 of 13
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
NGAI, BERYL
:
Chinese Name of Relevant Individual
魏幸然
:
HKMA Registration Number
AF0701
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
FUBON BANK (HONG KONG) LIMITED
Type 1: dealing in securities
01 Dec 2022
No
BUSINESS MANAGER
FUBON BANK (HONG KONG) LIMITED
Type 4: advising on securities
01 Dec 2022
No
BUSINESS MANAGER
Name of Registered Institution
SFC CE number
Business Address
FUBON BANK (HONG KONG) LIMITED
AAA582
FUBON BANK BUILDING, 38 DES VOEUX ROAD CENTRAL, HONG KONG.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF0701
FUBON BANK (HONG KONG) LIMITED
Type 1: dealing in securities
Since 01 Dec 2022
No
AF0701
FUBON BANK (HONG KONG) LIMITED
Type 4: advising on securities
Since 01 Dec 2022
No
AF0701
DAH SING BANK, LIMITED
Type 1: dealing in securities
30 Jun 2022 - 06 Nov 2022
No
AF0701
DAH SING BANK, LIMITED
Type 4: advising on securities
30 Jun 2022 - 06 Nov 2022
No
AF0701
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
08 Jul 2021 - 03 Apr 2022
No
AF0701
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
08 Jul 2021 - 03 Apr 2022
No
AF0701
CMB WING LUNG BANK LIMITED
Type 1: dealing in securities
13 Aug 2020 - 07 May 2021
No
AF0701
CMB WING LUNG BANK LIMITED
Type 4: advising on securities
13 Aug 2020 - 07 May 2021
No
AF0701
DAH SING BANK, LIMITED
Type 1: dealing in securities
31 Aug 2013 - 01 Jul 2020
No
AF0701
DAH SING BANK, LIMITED
Type 4: advising on securities
31 Aug 2013 - 01 Jul 2020
No
AF0701
BANK OF COMMUNICATIONS CO., LTD.
Type 1: dealing in securities
13 Sep 2011 - 25 Aug 2013
No
AF0701
BANK OF COMMUNICATIONS CO., LTD.
Type 4: advising on securities
13 Sep 2011 - 25 Aug 2013
No
AF0701
WING HANG BANK, LIMITED
Type 1: dealing in securities
04 Apr 2011 - 31 May 2011
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.