Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
MA, HOI SHAN
Chinese Name of Relevant Individual
馬海珊
HKMA Registration Number
AF0739
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
12 Aug 2022 - 10 Dec 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
12 Aug 2022 - 10 Dec 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CITIC BANK INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
31 Aug 2019 - 10 Jul 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CITIC BANK INTERNATIONAL LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
31 Aug 2019 - 10 Jul 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CITIC BANK INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
06 Sep 2014 - 31 Oct 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
28 Feb 2014 - 09 Jun 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
28 Feb 2014 - 09 Jun 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CITIC BANK INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
10 Sep 2011 - 21 Apr 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
04 Apr 2011 - 07 Aug 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
04 Apr 2011 - 07 Aug 2011
Is an Executive Officer? (Yes / No)
No
Records: 1-10 of 10
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
MA, HOI SHAN
:
Chinese Name of Relevant Individual
馬海珊
:
HKMA Registration Number
AF0739
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF0739
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
12 Aug 2022 - 10 Dec 2023
No
AF0739
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
12 Aug 2022 - 10 Dec 2023
No
AF0739
CHINA CITIC BANK INTERNATIONAL LIMITED
Type 1: dealing in securities
31 Aug 2019 - 10 Jul 2021
No
AF0739
CHINA CITIC BANK INTERNATIONAL LIMITED
Type 4: advising on securities
31 Aug 2019 - 10 Jul 2021
No
AF0739
CHINA CITIC BANK INTERNATIONAL LIMITED
Type 1: dealing in securities
06 Sep 2014 - 31 Oct 2016
No
AF0739
NANYANG COMMERCIAL BANK, LIMITED
Type 1: dealing in securities
28 Feb 2014 - 09 Jun 2014
No
AF0739
NANYANG COMMERCIAL BANK, LIMITED
Type 4: advising on securities
28 Feb 2014 - 09 Jun 2014
No
AF0739
CHINA CITIC BANK INTERNATIONAL LIMITED
Type 1: dealing in securities
10 Sep 2011 - 21 Apr 2013
No
AF0739
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
04 Apr 2011 - 07 Aug 2011
No
AF0739
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
04 Apr 2011 - 07 Aug 2011
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.