Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
HO, PO KWONG
Chinese Name of Relevant Individual
何宝光
HKMA Registration Number
AF0742
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
06 Oct 2018 - 03 Jul 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
06 Oct 2018 - 03 Jul 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
04 Apr 2011 - 21 Aug 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
04 Apr 2011 - 21 Aug 2017
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
HO, PO KWONG
:
Chinese Name of Relevant Individual
何宝光
:
HKMA Registration Number
AF0742
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF0742
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
06 Oct 2018 - 03 Jul 2022
No
AF0742
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
06 Oct 2018 - 03 Jul 2022
No
AF0742
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
04 Apr 2011 - 21 Aug 2017
No
AF0742
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
04 Apr 2011 - 21 Aug 2017
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
