Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
FUNG, KIT YU
Chinese Name of Relevant Individual
馮結瑜
HKMA Registration Number
AF0743
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
16 Jul 2015 - 06 Aug 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
16 Jul 2015 - 06 Aug 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
10 Jul 2015 - 12 Jul 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
10 Jul 2015 - 12 Jul 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
15 Aug 2014 - 10 May 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
15 Aug 2014 - 10 May 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
15 Aug 2014 - 10 May 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
04 Apr 2011 - 15 May 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
04 Apr 2011 - 15 May 2014
Is an Executive Officer? (Yes / No)
No
Records: 1-9 of 9
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
FUNG, KIT YU
:
Chinese Name of Relevant Individual
馮結瑜
:
HKMA Registration Number
AF0743
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF0743
NANYANG COMMERCIAL BANK, LIMITED
Type 1: dealing in securities
16 Jul 2015 - 06 Aug 2017
No
AF0743
NANYANG COMMERCIAL BANK, LIMITED
Type 4: advising on securities
16 Jul 2015 - 06 Aug 2017
No
AF0743
NANYANG COMMERCIAL BANK, LIMITED
Type 1: dealing in securities
10 Jul 2015 - 12 Jul 2015
No
AF0743
NANYANG COMMERCIAL BANK, LIMITED
Type 4: advising on securities
10 Jul 2015 - 12 Jul 2015
No
AF0743
HANG SENG BANK, LIMITED
Type 1: dealing in securities
15 Aug 2014 - 10 May 2015
No
AF0743
HANG SENG BANK, LIMITED
Type 4: advising on securities
15 Aug 2014 - 10 May 2015
No
AF0743
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
15 Aug 2014 - 10 May 2015
No
AF0743
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
04 Apr 2011 - 15 May 2014
No
AF0743
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
04 Apr 2011 - 15 May 2014
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.