Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHAN, CHEUK CHI CONSTANCE
Chinese Name of Relevant Individual
陳芍芝
HKMA Registration Number
AF0744
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
06 Jul 2020 - 07 Dec 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
06 Jan 2017 - 07 Dec 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
06 Jan 2017 - 11 Feb 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
06 Jan 2017 - 11 Feb 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
28 Jul 2015 - 18 Nov 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
28 Jul 2015 - 18 Nov 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
21 Jul 2014 - 20 Jun 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
21 Jul 2014 - 20 Jun 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
21 Jul 2014 - 20 Jun 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
04 Apr 2011 - 05 May 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
04 Apr 2011 - 05 May 2013
Is an Executive Officer? (Yes / No)
No
Records: 1-11 of 11
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHAN, CHEUK CHI CONSTANCE
:
Chinese Name of Relevant Individual
陳芍芝
:
HKMA Registration Number
AF0744
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF0744
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
06 Jul 2020 - 07 Dec 2021
No
AF0744
HANG SENG BANK, LIMITED
Type 1: dealing in securities
06 Jan 2017 - 07 Dec 2021
No
AF0744
HANG SENG BANK, LIMITED
Type 4: advising on securities
06 Jan 2017 - 11 Feb 2018
No
AF0744
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
06 Jan 2017 - 11 Feb 2018
No
AF0744
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
28 Jul 2015 - 18 Nov 2016
No
AF0744
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
28 Jul 2015 - 18 Nov 2016
No
AF0744
HANG SENG BANK, LIMITED
Type 1: dealing in securities
21 Jul 2014 - 20 Jun 2015
No
AF0744
HANG SENG BANK, LIMITED
Type 4: advising on securities
21 Jul 2014 - 20 Jun 2015
No
AF0744
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
21 Jul 2014 - 20 Jun 2015
No
AF0744
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
04 Apr 2011 - 05 May 2013
No
AF0744
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
04 Apr 2011 - 05 May 2013
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.