Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
WONG, WAI YIN
Chinese Name of Relevant Individual
王慧賢
HKMA Registration Number
AF0745
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
CHINA ZHESHANG BANK CO., LTD.
Regulated Activity
Type 1: dealing in securities
First date of engagement
01 Nov 2022
Is an Executive Officer? (Yes / No)
No
Capacity
VICE PRESIDENT
Remarks
Registered Institution
CHINA ZHESHANG BANK CO., LTD.
Regulated Activity
Type 4: advising on securities
First date of engagement
01 Nov 2022
Is an Executive Officer? (Yes / No)
No
Capacity
VICE PRESIDENT
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
CHINA ZHESHANG BANK CO., LTD.
SFC CE number
BHF065
Business Address
15TH FLOOR, THREE EXCHANGE SQUARE, NO. 8 CONNAUGHT PLACE, CENTRAL, HONG KONG
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CHINA ZHESHANG BANK CO., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 01 Nov 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA ZHESHANG BANK CO., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
Since 01 Nov 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CMB WING LUNG BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
08 Jun 2021 - 16 Sep 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CMB WING LUNG BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
08 Jun 2021 - 16 Sep 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
AGRICULTURAL BANK OF CHINA LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
17 Nov 2012 - 15 Apr 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
AGRICULTURAL BANK OF CHINA LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
17 Nov 2012 - 15 Apr 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHONG HING BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
05 Apr 2011 - 18 May 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHONG HING BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
05 Apr 2011 - 18 May 2012
Is an Executive Officer? (Yes / No)
No
Records: 1-8 of 8
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
WONG, WAI YIN
:
Chinese Name of Relevant Individual
王慧賢
:
HKMA Registration Number
AF0745
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
CHINA ZHESHANG BANK CO., LTD.
Type 1: dealing in securities
01 Nov 2022
No
VICE PRESIDENT
CHINA ZHESHANG BANK CO., LTD.
Type 4: advising on securities
01 Nov 2022
No
VICE PRESIDENT
Name of Registered Institution
SFC CE number
Business Address
CHINA ZHESHANG BANK CO., LTD.
BHF065
15TH FLOOR, THREE EXCHANGE SQUARE, NO. 8 CONNAUGHT PLACE, CENTRAL, HONG KONG
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF0745
CHINA ZHESHANG BANK CO., LTD.
Type 1: dealing in securities
Since 01 Nov 2022
No
AF0745
CHINA ZHESHANG BANK CO., LTD.
Type 4: advising on securities
Since 01 Nov 2022
No
AF0745
CMB WING LUNG BANK LIMITED
Type 1: dealing in securities
08 Jun 2021 - 16 Sep 2022
No
AF0745
CMB WING LUNG BANK LIMITED
Type 4: advising on securities
08 Jun 2021 - 16 Sep 2022
No
AF0745
AGRICULTURAL BANK OF CHINA LIMITED
Type 1: dealing in securities
17 Nov 2012 - 15 Apr 2021
No
AF0745
AGRICULTURAL BANK OF CHINA LIMITED
Type 4: advising on securities
17 Nov 2012 - 15 Apr 2021
No
AF0745
CHONG HING BANK LIMITED
Type 1: dealing in securities
05 Apr 2011 - 18 May 2012
No
AF0745
CHONG HING BANK LIMITED
Type 4: advising on securities
05 Apr 2011 - 18 May 2012
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.