Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
YU, CHUNG MAN
Chinese Name of Relevant Individual
余頌文
HKMA Registration Number
AF0783
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
27 Feb 2020 - 19 May 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
27 Feb 2020 - 19 May 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Nov 2013 - 28 Oct 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
01 Nov 2013 - 28 Oct 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
31 Aug 2012 - 02 Oct 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
31 Aug 2012 - 02 Oct 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
09 Apr 2011 - 23 Jul 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
09 Apr 2011 - 23 Jul 2012
Is an Executive Officer? (Yes / No)
No
Records: 1-8 of 8
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
YU, CHUNG MAN
:
Chinese Name of Relevant Individual
余頌文
:
HKMA Registration Number
AF0783
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF0783
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
27 Feb 2020 - 19 May 2021
No
AF0783
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
27 Feb 2020 - 19 May 2021
No
AF0783
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
01 Nov 2013 - 28 Oct 2019
No
AF0783
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
01 Nov 2013 - 28 Oct 2019
No
AF0783
CITIBANK (HONG KONG) LIMITED
Type 1: dealing in securities
31 Aug 2012 - 02 Oct 2013
No
AF0783
CITIBANK (HONG KONG) LIMITED
Type 4: advising on securities
31 Aug 2012 - 02 Oct 2013
No
AF0783
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 1: dealing in securities
09 Apr 2011 - 23 Jul 2012
No
AF0783
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 4: advising on securities
09 Apr 2011 - 23 Jul 2012
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.