Register of Securities Staff of AIs

Last updated on 18/06/2026
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Name of Relevant Individual
LEE, WOO SOK
Chinese Name of Relevant Individual

李尤碩
HKMA Registration Number
AF0804
Other HKMA Registration Number(s)
AC4175
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
CANADIAN IMPERIAL BANK OF COMMERCE
Regulated Activity
Type 1: dealing in securities
First date of engagement
09 Apr 2011
Is an Executive Officer? (Yes / No)
No
Capacity
EXECUTIVE DIRECTOR
Remarks
Registered Institution
CANADIAN IMPERIAL BANK OF COMMERCE
Regulated Activity
Type 4: advising on securities
First date of engagement
08 Jan 2015
Is an Executive Officer? (Yes / No)
No
Capacity
EXECUTIVE DIRECTOR
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
LEE, WOO SOK
:
Chinese Name of Relevant Individual
李尤碩
:
HKMA Registration Number
AF0804
:
Other HKMA Registration Number(s)
AC4175
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
CANADIAN IMPERIAL BANK OF COMMERCE
Type 1: dealing in securities
09 Apr 2011
No
EXECUTIVE DIRECTOR
CANADIAN IMPERIAL BANK OF COMMERCE
Type 4: advising on securities
08 Jan 2015
No
EXECUTIVE DIRECTOR