Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
TSANG, LAI KWAN MAGGIE
Chinese Name of Relevant Individual
曾麗君
HKMA Registration Number
AF0838
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
09 Jul 2014 - 01 Dec 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
09 Jul 2014 - 01 Dec 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
25 Jul 2011 - 23 Apr 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
13 Apr 2011 - 23 Apr 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
13 Apr 2011 - 23 Apr 2014
Is an Executive Officer? (Yes / No)
No
Records: 1-5 of 5
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
TSANG, LAI KWAN MAGGIE
:
Chinese Name of Relevant Individual
曾麗君
:
HKMA Registration Number
AF0838
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF0838
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
09 Jul 2014 - 01 Dec 2015
No
AF0838
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
09 Jul 2014 - 01 Dec 2015
No
AF0838
HANG SENG BANK, LIMITED
Type 4: advising on securities
25 Jul 2011 - 23 Apr 2014
No
AF0838
HANG SENG BANK, LIMITED
Type 1: dealing in securities
13 Apr 2011 - 23 Apr 2014
No
AF0838
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
13 Apr 2011 - 23 Apr 2014
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.