Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
SUDARSHAN, SWETHA
Chinese Name of Relevant Individual
HKMA Registration Number
AF0856
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF SCOTLAND N.V. (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
31 Jan 2012 - 19 Apr 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF SCOTLAND N.V. (THE)
Regulated Activity
Type 6: advising on corporate finance
Effective Period
31 Jan 2012 - 19 Apr 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF SCOTLAND PUBLIC LIMITED COMPANY (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
31 Jan 2012 - 19 Apr 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF SCOTLAND PUBLIC LIMITED COMPANY (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
31 Jan 2012 - 19 Apr 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF SCOTLAND N.V. (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
15 Apr 2011 - 02 Jun 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF SCOTLAND N.V. (THE)
Regulated Activity
Type 6: advising on corporate finance
Effective Period
15 Apr 2011 - 02 Jun 2011
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
SUDARSHAN, SWETHA
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AF0856
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF0856
ROYAL BANK OF SCOTLAND N.V. (THE)
Type 1: dealing in securities
31 Jan 2012 - 19 Apr 2012
No
AF0856
ROYAL BANK OF SCOTLAND N.V. (THE)
Type 6: advising on corporate finance
31 Jan 2012 - 19 Apr 2012
No
AF0856
ROYAL BANK OF SCOTLAND PUBLIC LIMITED COMPANY (THE)
Type 1: dealing in securities
31 Jan 2012 - 19 Apr 2012
No
AF0856
ROYAL BANK OF SCOTLAND PUBLIC LIMITED COMPANY (THE)
Type 4: advising on securities
31 Jan 2012 - 19 Apr 2012
No
AF0856
ROYAL BANK OF SCOTLAND N.V. (THE)
Type 1: dealing in securities
15 Apr 2011 - 02 Jun 2011
No
AF0856
ROYAL BANK OF SCOTLAND N.V. (THE)
Type 6: advising on corporate finance
15 Apr 2011 - 02 Jun 2011
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.