Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LAM, HOI YAN SABRINA
Chinese Name of Relevant Individual
林凱欣
HKMA Registration Number
AF0865
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
11 Jul 2024 - 10 Aug 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
11 Jul 2024 - 10 Aug 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
FUBON BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
12 Aug 2021 - 23 Jun 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
FUBON BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
12 Aug 2021 - 23 Jun 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
21 Sep 2018 - 17 Jul 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
21 Sep 2018 - 17 Jul 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
21 Sep 2018 - 17 Jul 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
20 Sep 2016 - 18 Aug 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
20 Sep 2016 - 18 Aug 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
15 Apr 2011 - 31 Jul 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
15 Apr 2011 - 31 Jul 2016
Is an Executive Officer? (Yes / No)
No
Records: 1-11 of 11
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LAM, HOI YAN SABRINA
:
Chinese Name of Relevant Individual
林凱欣
:
HKMA Registration Number
AF0865
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF0865
DAH SING BANK, LIMITED
Type 1: dealing in securities
11 Jul 2024 - 10 Aug 2025
No
AF0865
DAH SING BANK, LIMITED
Type 4: advising on securities
11 Jul 2024 - 10 Aug 2025
No
AF0865
FUBON BANK (HONG KONG) LIMITED
Type 1: dealing in securities
12 Aug 2021 - 23 Jun 2024
No
AF0865
FUBON BANK (HONG KONG) LIMITED
Type 4: advising on securities
12 Aug 2021 - 23 Jun 2024
No
AF0865
HANG SENG BANK, LIMITED
Type 1: dealing in securities
21 Sep 2018 - 17 Jul 2021
No
AF0865
HANG SENG BANK, LIMITED
Type 4: advising on securities
21 Sep 2018 - 17 Jul 2021
No
AF0865
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
21 Sep 2018 - 17 Jul 2021
No
AF0865
CITIBANK (HONG KONG) LIMITED
Type 1: dealing in securities
20 Sep 2016 - 18 Aug 2018
No
AF0865
CITIBANK (HONG KONG) LIMITED
Type 4: advising on securities
20 Sep 2016 - 18 Aug 2018
No
AF0865
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
15 Apr 2011 - 31 Jul 2016
No
AF0865
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
15 Apr 2011 - 31 Jul 2016
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.