Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
PATHAK, GAURAV
Chinese Name of Relevant Individual
HKMA Registration Number
AF0888
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
13 Apr 2014 - 15 Apr 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
27 Jan 2014 - 29 Jan 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
18 Mar 2013 - 19 Mar 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
27 Nov 2012 - 29 Nov 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
29 Oct 2012 - 31 Oct 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
19 Oct 2011 - 22 Oct 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
18 Apr 2011 - 21 Apr 2011
Is an Executive Officer? (Yes / No)
No
Records: 1-7 of 7
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
PATHAK, GAURAV
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AF0888
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF0888
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
13 Apr 2014 - 15 Apr 2014
No
AF0888
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
27 Jan 2014 - 29 Jan 2014
No
AF0888
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
18 Mar 2013 - 19 Mar 2013
No
AF0888
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
27 Nov 2012 - 29 Nov 2012
No
AF0888
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
29 Oct 2012 - 31 Oct 2012
No
AF0888
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
19 Oct 2011 - 22 Oct 2011
No
AF0888
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
18 Apr 2011 - 21 Apr 2011
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.