Register of Securities Staff of AIs

Last updated on 18/06/2026
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Name of Relevant Individual
SAM, YU LIK ERIC
Chinese Name of Relevant Individual

沈宇力
HKMA Registration Number
AF0917
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
BNP PARIBAS
Regulated Activity
Type 1: dealing in securities
First date of engagement
30 Dec 2025
Is an Executive Officer? (Yes / No)
No
Capacity
WEALTH MANAGEMENT
Remarks
Registered Institution
BNP PARIBAS
Regulated Activity
Type 4: advising on securities
First date of engagement
30 Dec 2025
Is an Executive Officer? (Yes / No)
No
Capacity
WEALTH MANAGEMENT
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
SAM, YU LIK ERIC
:
Chinese Name of Relevant Individual
沈宇力
:
HKMA Registration Number
AF0917
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
BNP PARIBAS
Type 1: dealing in securities
30 Dec 2025
No
WEALTH MANAGEMENT
BNP PARIBAS
Type 4: advising on securities
30 Dec 2025
No
WEALTH MANAGEMENT