Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
MUELLER, ALOIS
Chinese Name of Relevant Individual
HKMA Registration Number
AF0919
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 1: dealing in securities
Effective Period
28 Apr 2022 - 09 Nov 2022
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 4: advising on securities
Effective Period
28 Apr 2022 - 09 Nov 2022
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 1: dealing in securities
Effective Period
08 Sep 2021 - 27 Apr 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 4: advising on securities
Effective Period
08 Sep 2021 - 27 Apr 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
20 Apr 2011 - 20 Jun 2013
Is an Executive Officer? (Yes / No)
No
Records: 1-5 of 5
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
MUELLER, ALOIS
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AF0919
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF0919
CREDIT SUISSE AG
Type 1: dealing in securities
28 Apr 2022 - 09 Nov 2022
Yes
AF0919
CREDIT SUISSE AG
Type 4: advising on securities
28 Apr 2022 - 09 Nov 2022
Yes
AF0919
CREDIT SUISSE AG
Type 1: dealing in securities
08 Sep 2021 - 27 Apr 2022
No
AF0919
CREDIT SUISSE AG
Type 4: advising on securities
08 Sep 2021 - 27 Apr 2022
No
AF0919
UBS AG
Type 1: dealing in securities
20 Apr 2011 - 20 Jun 2013
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.