Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
KOO, MEI SHEUNG
Chinese Name of Relevant Individual
古美霜
HKMA Registration Number
AF0950
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
01 Sep 2020
Is an Executive Officer? (Yes / No)
No
Capacity
SPECIALIST, SYNDICATION & LOAN SOLUTIONS, CORPORATE BANKING
Remarks
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
01 Sep 2020
Is an Executive Officer? (Yes / No)
No
Capacity
SPECIALIST, SYNDICATION & LOAN SOLUTIONS, CORPORATE BANKING
Remarks
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 6: advising on corporate finance
First date of engagement
01 Sep 2020
Is an Executive Officer? (Yes / No)
No
Capacity
SPECIALIST, SYNDICATION & LOAN SOLUTIONS, CORPORATE BANKING
Remarks
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 1: dealing in securities
First date of engagement
22 Aug 2019
Is an Executive Officer? (Yes / No)
No
Capacity
SPECIALIST, SYNDICATION & LOAN SOLUTIONS, CORPORATE BANKING
Remarks
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 4: advising on securities
First date of engagement
22 Aug 2019
Is an Executive Officer? (Yes / No)
No
Capacity
SPECIALIST, SYNDICATION & LOAN SOLUTIONS, CORPORATE BANKING
Remarks
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 6: advising on corporate finance
First date of engagement
29 Aug 2020
Is an Executive Officer? (Yes / No)
No
Capacity
SPECIALIST, SYNDICATION & LOAN SOLUTIONS, CORPORATE BANKING
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
DBS BANK (HONG KONG) LIMITED
SFC CE number
AAL664
Business Address
11TH FLOOR, THE CENTER, 99 QUEEN'S ROAD CENTRAL, HONG KONG.
Name of Registered Institution
DBS BANK LTD.
SFC CE number
AAC212
Business Address
G/F & 18/F, THE CENTER, 99 QUEEN'S ROAD CENTRAL, HONG KONG.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 01 Sep 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
Since 01 Sep 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 6: advising on corporate finance
Effective Period
Since 01 Sep 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 6: advising on corporate finance
Effective Period
Since 29 Aug 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 22 Aug 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
Since 22 Aug 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
14 May 2019 - 01 Jul 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
14 May 2019 - 01 Jul 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
INDUSTRIAL AND COMMERCIAL BANK OF CHINA (ASIA) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
25 Feb 2016 - 30 Jul 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
INDUSTRIAL AND COMMERCIAL BANK OF CHINA (ASIA) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
25 Feb 2016 - 30 Jul 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
22 Apr 2011 - 12 Aug 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
22 Apr 2011 - 12 Aug 2014
Is an Executive Officer? (Yes / No)
No
Records: 1-12 of 12
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
KOO, MEI SHEUNG
:
Chinese Name of Relevant Individual
古美霜
:
HKMA Registration Number
AF0950
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
01 Sep 2020
No
SPECIALIST, SYNDICATION & LOAN SOLUTIONS, CORPORATE BANKING
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
01 Sep 2020
No
SPECIALIST, SYNDICATION & LOAN SOLUTIONS, CORPORATE BANKING
DBS BANK (HONG KONG) LIMITED
Type 6: advising on corporate finance
01 Sep 2020
No
SPECIALIST, SYNDICATION & LOAN SOLUTIONS, CORPORATE BANKING
DBS BANK LTD.
Type 1: dealing in securities
22 Aug 2019
No
SPECIALIST, SYNDICATION & LOAN SOLUTIONS, CORPORATE BANKING
DBS BANK LTD.
Type 4: advising on securities
22 Aug 2019
No
SPECIALIST, SYNDICATION & LOAN SOLUTIONS, CORPORATE BANKING
DBS BANK LTD.
Type 6: advising on corporate finance
29 Aug 2020
No
SPECIALIST, SYNDICATION & LOAN SOLUTIONS, CORPORATE BANKING
Name of Registered Institution
SFC CE number
Business Address
DBS BANK (HONG KONG) LIMITED
AAL664
11TH FLOOR, THE CENTER, 99 QUEEN'S ROAD CENTRAL, HONG KONG.
DBS BANK LTD.
AAC212
G/F & 18/F, THE CENTER, 99 QUEEN'S ROAD CENTRAL, HONG KONG.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF0950
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
Since 01 Sep 2020
No
AF0950
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
Since 01 Sep 2020
No
AF0950
DBS BANK (HONG KONG) LIMITED
Type 6: advising on corporate finance
Since 01 Sep 2020
No
AF0950
DBS BANK LTD.
Type 6: advising on corporate finance
Since 29 Aug 2020
No
AF0950
DBS BANK LTD.
Type 1: dealing in securities
Since 22 Aug 2019
No
AF0950
DBS BANK LTD.
Type 4: advising on securities
Since 22 Aug 2019
No
AF0950
HANG SENG BANK, LIMITED
Type 1: dealing in securities
14 May 2019 - 01 Jul 2019
No
AF0950
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
14 May 2019 - 01 Jul 2019
No
AF0950
INDUSTRIAL AND COMMERCIAL BANK OF CHINA (ASIA) LIMITED
Type 1: dealing in securities
25 Feb 2016 - 30 Jul 2017
No
AF0950
INDUSTRIAL AND COMMERCIAL BANK OF CHINA (ASIA) LIMITED
Type 4: advising on securities
25 Feb 2016 - 30 Jul 2017
No
AF0950
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 1: dealing in securities
22 Apr 2011 - 12 Aug 2014
No
AF0950
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 4: advising on securities
22 Apr 2011 - 12 Aug 2014
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.