Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHU, KA MAN SHEENA
Chinese Name of Relevant Individual
朱嘉敏
HKMA Registration Number
AF0976
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
31 May 2019 - 28 Nov 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
31 May 2019 - 28 Nov 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
30 Jul 2014 - 03 Jan 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
30 Jul 2014 - 03 Jan 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
27 Apr 2011 - 16 Jun 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
27 Apr 2011 - 16 Jun 2014
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHU, KA MAN SHEENA
:
Chinese Name of Relevant Individual
朱嘉敏
:
HKMA Registration Number
AF0976
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF0976
UBS AG
Type 1: dealing in securities
31 May 2019 - 28 Nov 2025
No
AF0976
UBS AG
Type 4: advising on securities
31 May 2019 - 28 Nov 2025
No
AF0976
UBS AG
Type 1: dealing in securities
30 Jul 2014 - 03 Jan 2019
No
AF0976
UBS AG
Type 4: advising on securities
30 Jul 2014 - 03 Jan 2019
No
AF0976
CITIBANK (HONG KONG) LIMITED
Type 1: dealing in securities
27 Apr 2011 - 16 Jun 2014
No
AF0976
CITIBANK (HONG KONG) LIMITED
Type 4: advising on securities
27 Apr 2011 - 16 Jun 2014
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.