Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
TIEN, WEIMING THADDEUS
Chinese Name of Relevant Individual
HKMA Registration Number
AF0997
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
22 Nov 2024 - 29 Nov 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 6: advising on corporate finance
Effective Period
22 Nov 2024 - 29 Nov 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
04 Nov 2024 - 06 Nov 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 6: advising on corporate finance
Effective Period
04 Nov 2024 - 06 Nov 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
09 Sep 2024 - 12 Sep 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 6: advising on corporate finance
Effective Period
09 Sep 2024 - 12 Sep 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
15 Jul 2024 - 16 Jul 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 6: advising on corporate finance
Effective Period
15 Jul 2024 - 16 Jul 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
04 Apr 2024 - 07 Apr 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 6: advising on corporate finance
Effective Period
04 Apr 2024 - 07 Apr 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
25 Mar 2024 - 26 Mar 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 6: advising on corporate finance
Effective Period
25 Mar 2024 - 26 Mar 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
22 Jan 2024 - 24 Jan 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 6: advising on corporate finance
Effective Period
22 Jan 2024 - 24 Jan 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
05 Dec 2023 - 15 Dec 2023
Is an Executive Officer? (Yes / No)
No
Records: 1-15 of 21
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
TIEN, WEIMING THADDEUS
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AF0997
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF0997
BARCLAYS BANK PLC
Type 1: dealing in securities
22 Nov 2024 - 29 Nov 2024
No
AF0997
BARCLAYS BANK PLC
Type 6: advising on corporate finance
22 Nov 2024 - 29 Nov 2024
No
AF0997
BARCLAYS BANK PLC
Type 1: dealing in securities
04 Nov 2024 - 06 Nov 2024
No
AF0997
BARCLAYS BANK PLC
Type 6: advising on corporate finance
04 Nov 2024 - 06 Nov 2024
No
AF0997
BARCLAYS BANK PLC
Type 1: dealing in securities
09 Sep 2024 - 12 Sep 2024
No
AF0997
BARCLAYS BANK PLC
Type 6: advising on corporate finance
09 Sep 2024 - 12 Sep 2024
No
AF0997
BARCLAYS BANK PLC
Type 1: dealing in securities
15 Jul 2024 - 16 Jul 2024
No
AF0997
BARCLAYS BANK PLC
Type 6: advising on corporate finance
15 Jul 2024 - 16 Jul 2024
No
AF0997
BARCLAYS BANK PLC
Type 1: dealing in securities
04 Apr 2024 - 07 Apr 2024
No
AF0997
BARCLAYS BANK PLC
Type 6: advising on corporate finance
04 Apr 2024 - 07 Apr 2024
No
AF0997
BARCLAYS BANK PLC
Type 1: dealing in securities
25 Mar 2024 - 26 Mar 2024
No
AF0997
BARCLAYS BANK PLC
Type 6: advising on corporate finance
25 Mar 2024 - 26 Mar 2024
No
AF0997
BARCLAYS BANK PLC
Type 1: dealing in securities
22 Jan 2024 - 24 Jan 2024
No
AF0997
BARCLAYS BANK PLC
Type 6: advising on corporate finance
22 Jan 2024 - 24 Jan 2024
No
AF0997
BARCLAYS BANK PLC
Type 1: dealing in securities
05 Dec 2023 - 15 Dec 2023
No
AF0997
BARCLAYS BANK PLC
Type 6: advising on corporate finance
05 Dec 2023 - 15 Dec 2023
No
AF0997
BARCLAYS BANK PLC
Type 1: dealing in securities
23 Oct 2015 - 01 Apr 2022
No
AF0997
BARCLAYS BANK PLC
Type 6: advising on corporate finance
23 Oct 2015 - 01 Apr 2022
No
AF0997
ROYAL BANK OF SCOTLAND PUBLIC LIMITED COMPANY (THE)
Type 1: dealing in securities
10 Dec 2011 - 29 Jun 2012
No
AF0997
ROYAL BANK OF SCOTLAND N.V. (THE)
Type 1: dealing in securities
29 Apr 2011 - 29 Jun 2012
No
AF0997
ROYAL BANK OF SCOTLAND N.V. (THE)
Type 6: advising on corporate finance
29 Apr 2011 - 29 Jun 2012
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.