Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LI, KIN MING
Chinese Name of Relevant Individual
李建明
HKMA Registration Number
AF1020
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
FUBON BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
25 Feb 2014 - 17 Mar 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
FUBON BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
25 Feb 2014 - 17 Mar 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHONG HING BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
30 Apr 2011 - 11 Sep 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHONG HING BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
30 Apr 2011 - 11 Sep 2013
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LI, KIN MING
:
Chinese Name of Relevant Individual
李建明
:
HKMA Registration Number
AF1020
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF1020
FUBON BANK (HONG KONG) LIMITED
Type 1: dealing in securities
25 Feb 2014 - 17 Mar 2015
No
AF1020
FUBON BANK (HONG KONG) LIMITED
Type 4: advising on securities
25 Feb 2014 - 17 Mar 2015
No
AF1020
CHONG HING BANK LIMITED
Type 1: dealing in securities
30 Apr 2011 - 11 Sep 2013
No
AF1020
CHONG HING BANK LIMITED
Type 4: advising on securities
30 Apr 2011 - 11 Sep 2013
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.