Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHEN, KI KI
Chinese Name of Relevant Individual
陳琪琪
HKMA Registration Number
AF1079
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
12 Jan 2023 - 16 Jun 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
12 Jan 2023 - 16 Jun 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHONG HING BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
05 Jun 2019 - 31 Jul 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHONG HING BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
05 Jun 2019 - 31 Jul 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHIYU BANKING CORPORATION LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
24 Oct 2018 - 15 Feb 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHIYU BANKING CORPORATION LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
24 Oct 2018 - 15 Feb 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHONG HING BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
05 May 2011 - 31 May 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHONG HING BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
05 May 2011 - 31 May 2017
Is an Executive Officer? (Yes / No)
No
Records: 1-8 of 8
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHEN, KI KI
:
Chinese Name of Relevant Individual
陳琪琪
:
HKMA Registration Number
AF1079
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF1079
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
12 Jan 2023 - 16 Jun 2025
No
AF1079
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
12 Jan 2023 - 16 Jun 2025
No
AF1079
CHONG HING BANK LIMITED
Type 1: dealing in securities
05 Jun 2019 - 31 Jul 2022
No
AF1079
CHONG HING BANK LIMITED
Type 4: advising on securities
05 Jun 2019 - 31 Jul 2022
No
AF1079
CHIYU BANKING CORPORATION LIMITED
Type 1: dealing in securities
24 Oct 2018 - 15 Feb 2019
No
AF1079
CHIYU BANKING CORPORATION LIMITED
Type 4: advising on securities
24 Oct 2018 - 15 Feb 2019
No
AF1079
CHONG HING BANK LIMITED
Type 1: dealing in securities
05 May 2011 - 31 May 2017
No
AF1079
CHONG HING BANK LIMITED
Type 4: advising on securities
05 May 2011 - 31 May 2017
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.