Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
PRINCE, ALEXANDER GILBERT
Chinese Name of Relevant Individual
HKMA Registration Number
AF1101
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
26 May 2026 - 29 May 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
20 Mar 2026 - 27 Mar 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
31 Oct 2025 - 07 Nov 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
02 May 2025 - 09 May 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
21 Feb 2025 - 28 Feb 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
08 Nov 2024 - 15 Nov 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
17 May 2024 - 24 May 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
20 Oct 2023 - 27 Oct 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
14 Jul 2023 - 21 Jul 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Jul 2016 - 30 Jun 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
15 Sep 2014 - 29 Mar 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
06 May 2011 - 01 Jul 2013
Is an Executive Officer? (Yes / No)
No
Records: 1-12 of 12
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
PRINCE, ALEXANDER GILBERT
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AF1101
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF1101
UBS AG
Type 1: dealing in securities
26 May 2026 - 29 May 2026
No
AF1101
UBS AG
Type 1: dealing in securities
20 Mar 2026 - 27 Mar 2026
No
AF1101
UBS AG
Type 1: dealing in securities
31 Oct 2025 - 07 Nov 2025
No
AF1101
UBS AG
Type 1: dealing in securities
02 May 2025 - 09 May 2025
No
AF1101
UBS AG
Type 1: dealing in securities
21 Feb 2025 - 28 Feb 2025
No
AF1101
UBS AG
Type 1: dealing in securities
08 Nov 2024 - 15 Nov 2024
No
AF1101
UBS AG
Type 1: dealing in securities
17 May 2024 - 24 May 2024
No
AF1101
UBS AG
Type 1: dealing in securities
20 Oct 2023 - 27 Oct 2023
No
AF1101
UBS AG
Type 1: dealing in securities
14 Jul 2023 - 21 Jul 2023
No
AF1101
UBS AG
Type 1: dealing in securities
01 Jul 2016 - 30 Jun 2022
No
AF1101
BARCLAYS BANK PLC
Type 1: dealing in securities
15 Sep 2014 - 29 Mar 2016
No
AF1101
BARCLAYS BANK PLC
Type 1: dealing in securities
06 May 2011 - 01 Jul 2013
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.