Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LIU, MING WAI BLYTHE
Chinese Name of Relevant Individual
廖名慧
HKMA Registration Number
AF1117
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK JULIUS BAER & CO. LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
02 Mar 2022 - 03 Apr 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK JULIUS BAER & CO. LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
02 Mar 2022 - 03 Apr 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
30 Jan 2018 - 06 Feb 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
30 Jan 2018 - 06 Feb 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
30 Jan 2018 - 06 Feb 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
17 Aug 2012 - 26 Nov 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
17 Aug 2012 - 26 Nov 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
07 May 2011 - 06 Aug 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
07 May 2011 - 06 Aug 2012
Is an Executive Officer? (Yes / No)
No
Records: 1-9 of 9
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LIU, MING WAI BLYTHE
:
Chinese Name of Relevant Individual
廖名慧
:
HKMA Registration Number
AF1117
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF1117
BANK JULIUS BAER & CO. LTD.
Type 1: dealing in securities
02 Mar 2022 - 03 Apr 2025
No
AF1117
BANK JULIUS BAER & CO. LTD.
Type 4: advising on securities
02 Mar 2022 - 03 Apr 2025
No
AF1117
HANG SENG BANK, LIMITED
Type 1: dealing in securities
30 Jan 2018 - 06 Feb 2022
No
AF1117
HANG SENG BANK, LIMITED
Type 4: advising on securities
30 Jan 2018 - 06 Feb 2022
No
AF1117
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
30 Jan 2018 - 06 Feb 2022
No
AF1117
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
17 Aug 2012 - 26 Nov 2017
No
AF1117
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
17 Aug 2012 - 26 Nov 2017
No
AF1117
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 1: dealing in securities
07 May 2011 - 06 Aug 2012
No
AF1117
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 4: advising on securities
07 May 2011 - 06 Aug 2012
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.