Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
YUNG, WAH JULIA
Chinese Name of Relevant Individual
HKMA Registration Number
AF1154
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF NOVA SCOTIA (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
11 Oct 2021 - 30 Apr 2023
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
BANK OF NOVA SCOTIA (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
11 Oct 2021 - 30 Apr 2023
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
BANK OF NOVA SCOTIA (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
17 May 2011 - 10 Oct 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF NOVA SCOTIA (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
11 May 2011 - 10 Oct 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF NOVA SCOTIA (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
11 May 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF NOVA SCOTIA (THE)
Regulated Activity
Type 6: advising on corporate finance
Effective Period
11 May 2011
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
YUNG, WAH JULIA
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AF1154
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF1154
BANK OF NOVA SCOTIA (THE)
Type 1: dealing in securities
11 Oct 2021 - 30 Apr 2023
Yes
AF1154
BANK OF NOVA SCOTIA (THE)
Type 4: advising on securities
11 Oct 2021 - 30 Apr 2023
Yes
AF1154
BANK OF NOVA SCOTIA (THE)
Type 4: advising on securities
17 May 2011 - 10 Oct 2021
No
AF1154
BANK OF NOVA SCOTIA (THE)
Type 1: dealing in securities
11 May 2011 - 10 Oct 2021
No
AF1154
BANK OF NOVA SCOTIA (THE)
Type 4: advising on securities
11 May 2011
No
AF1154
BANK OF NOVA SCOTIA (THE)
Type 6: advising on corporate finance
11 May 2011
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.