Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
YU, ZHI
Chinese Name of Relevant Individual
于治
HKMA Registration Number
AF1187
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CHINA EVERBRIGHT BANK CO., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
07 Jul 2016 - 07 Feb 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA EVERBRIGHT BANK CO., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
07 Jul 2016 - 07 Feb 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
22 Dec 2011 - 16 Jul 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 6: advising on corporate finance
Effective Period
22 Dec 2011 - 16 Jul 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
14 May 2011 - 03 Nov 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 6: advising on corporate finance
Effective Period
14 May 2011 - 03 Nov 2011
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
YU, ZHI
:
Chinese Name of Relevant Individual
于治
:
HKMA Registration Number
AF1187
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF1187
CHINA EVERBRIGHT BANK CO., LTD.
Type 1: dealing in securities
07 Jul 2016 - 07 Feb 2017
No
AF1187
CHINA EVERBRIGHT BANK CO., LTD.
Type 4: advising on securities
07 Jul 2016 - 07 Feb 2017
No
AF1187
BARCLAYS BANK PLC
Type 1: dealing in securities
22 Dec 2011 - 16 Jul 2015
No
AF1187
BARCLAYS BANK PLC
Type 6: advising on corporate finance
22 Dec 2011 - 16 Jul 2015
No
AF1187
BARCLAYS BANK PLC
Type 1: dealing in securities
14 May 2011 - 03 Nov 2011
No
AF1187
BARCLAYS BANK PLC
Type 6: advising on corporate finance
14 May 2011 - 03 Nov 2011
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.