Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
WANG, XIN LONG
Chinese Name of Relevant Individual
王心瓏
HKMA Registration Number
AF1190
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
BANK OF CHINA LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
12 Feb 2026
Is an Executive Officer? (Yes / No)
Yes
Capacity
DEPUTY HEAD OF ASSET MANAGEMENT CENTRE
Remarks
Registered Institution
BANK OF CHINA LIMITED
Regulated Activity
Type 9: asset management
First date of engagement
29 Dec 2025
Is an Executive Officer? (Yes / No)
Yes
Capacity
DEPUTY HEAD OF ASSET MANAGEMENT CENTRE
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
BANK OF CHINA LIMITED
SFC CE number
AAK801
Business Address
7/F, BANK OF CHINA TOWER, 1 GARDEN ROAD, CENTRAL, HONG KONG.
Conditions
Registered Institution
Effective Date
Description
1
Registered Institution
BANK OF CHINA LIMITED
Effective Date
29 Dec 2025
Description
For Type 9 regulated activity, the Executive Officer shall not provide a service of managing a portfolio of futures contracts for another person unless it is for hedging purpose only.
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF CHINA LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
Since 12 Feb 2026
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
BANK OF CHINA LIMITED
Regulated Activity
Type 9: asset management
Effective Period
Since 29 Dec 2025
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
J.P. MORGAN SECURITIES (ASIA PACIFIC) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
03 Jan 2012 - 01 Apr 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
JPMORGAN CHASE BANK, NATIONAL ASSOCIATION
Regulated Activity
Type 1: dealing in securities
Effective Period
16 May 2011 - 01 Apr 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
JPMORGAN CHASE BANK, NATIONAL ASSOCIATION
Regulated Activity
Type 4: advising on securities
Effective Period
16 May 2011 - 01 Apr 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
JPMORGAN CHASE BANK, NATIONAL ASSOCIATION
Regulated Activity
Type 9: asset management
Effective Period
16 May 2011 - 01 Apr 2012
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
WANG, XIN LONG
:
Chinese Name of Relevant Individual
王心瓏
:
HKMA Registration Number
AF1190
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
BANK OF CHINA LIMITED
Type 4: advising on securities
12 Feb 2026
Yes
DEPUTY HEAD OF ASSET MANAGEMENT CENTRE
BANK OF CHINA LIMITED
Type 9: asset management
29 Dec 2025
Yes
DEPUTY HEAD OF ASSET MANAGEMENT CENTRE
Name of Registered Institution
SFC CE number
Business Address
BANK OF CHINA LIMITED
AAK801
7/F, BANK OF CHINA TOWER, 1 GARDEN ROAD, CENTRAL, HONG KONG.
Registered Institution
Effective Date
Description
BANK OF CHINA LIMITED
1
29 Dec 2025
For Type 9 regulated activity, the Executive Officer shall not provide a service of managing a portfolio of futures contracts for another person unless it is for hedging purpose only.
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF1190
BANK OF CHINA LIMITED
Type 4: advising on securities
Since 12 Feb 2026
Yes
AF1190
BANK OF CHINA LIMITED
Type 9: asset management
Since 29 Dec 2025
Yes
AF1190
J.P. MORGAN SECURITIES (ASIA PACIFIC) LIMITED
Type 1: dealing in securities
03 Jan 2012 - 01 Apr 2012
No
AF1190
JPMORGAN CHASE BANK, NATIONAL ASSOCIATION
Type 1: dealing in securities
16 May 2011 - 01 Apr 2012
No
AF1190
JPMORGAN CHASE BANK, NATIONAL ASSOCIATION
Type 4: advising on securities
16 May 2011 - 01 Apr 2012
No
AF1190
JPMORGAN CHASE BANK, NATIONAL ASSOCIATION
Type 9: asset management
16 May 2011 - 01 Apr 2012
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.