Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
AU-YEUNG, SELWYN
Chinese Name of Relevant Individual
歐陽子榮
HKMA Registration Number
AF1195
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CA INDOSUEZ (SWITZERLAND) SA
Regulated Activity
Type 1: dealing in securities
Effective Period
29 Apr 2023 - 13 Oct 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CA INDOSUEZ (SWITZERLAND) SA
Regulated Activity
Type 4: advising on securities
Effective Period
29 Apr 2023 - 13 Oct 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK J. SAFRA SARASIN AG
Regulated Activity
Type 1: dealing in securities
Effective Period
03 May 2021 - 21 Jul 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK J. SAFRA SARASIN AG
Regulated Activity
Type 4: advising on securities
Effective Period
03 May 2021 - 21 Jul 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF MONTREAL
Regulated Activity
Type 1: dealing in securities
Effective Period
26 Nov 2015 - 30 Apr 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF MONTREAL
Regulated Activity
Type 4: advising on securities
Effective Period
26 Nov 2015 - 30 Apr 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
EDMOND DE ROTHSCHILD (SUISSE) S.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
08 Feb 2014 - 18 Sep 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
EDMOND DE ROTHSCHILD (SUISSE) S.A.
Regulated Activity
Type 4: advising on securities
Effective Period
08 Feb 2014 - 18 Sep 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Nov 2013 - 08 Nov 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
01 Nov 2013 - 08 Nov 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HSBC PRIVATE BANK (SUISSE) SA
Regulated Activity
Type 1: dealing in securities
Effective Period
16 May 2011 - 08 Nov 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HSBC PRIVATE BANK (SUISSE) SA
Regulated Activity
Type 4: advising on securities
Effective Period
16 May 2011 - 08 Nov 2013
Is an Executive Officer? (Yes / No)
No
Records: 1-12 of 12
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
AU-YEUNG, SELWYN
:
Chinese Name of Relevant Individual
歐陽子榮
:
HKMA Registration Number
AF1195
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF1195
CA INDOSUEZ (SWITZERLAND) SA
Type 1: dealing in securities
29 Apr 2023 - 13 Oct 2025
No
AF1195
CA INDOSUEZ (SWITZERLAND) SA
Type 4: advising on securities
29 Apr 2023 - 13 Oct 2025
No
AF1195
BANK J. SAFRA SARASIN AG
Type 1: dealing in securities
03 May 2021 - 21 Jul 2022
No
AF1195
BANK J. SAFRA SARASIN AG
Type 4: advising on securities
03 May 2021 - 21 Jul 2022
No
AF1195
BANK OF MONTREAL
Type 1: dealing in securities
26 Nov 2015 - 30 Apr 2021
No
AF1195
BANK OF MONTREAL
Type 4: advising on securities
26 Nov 2015 - 30 Apr 2021
No
AF1195
EDMOND DE ROTHSCHILD (SUISSE) S.A.
Type 1: dealing in securities
08 Feb 2014 - 18 Sep 2015
No
AF1195
EDMOND DE ROTHSCHILD (SUISSE) S.A.
Type 4: advising on securities
08 Feb 2014 - 18 Sep 2015
No
AF1195
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 1: dealing in securities
01 Nov 2013 - 08 Nov 2013
No
AF1195
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 4: advising on securities
01 Nov 2013 - 08 Nov 2013
No
AF1195
HSBC PRIVATE BANK (SUISSE) SA
Type 1: dealing in securities
16 May 2011 - 08 Nov 2013
No
AF1195
HSBC PRIVATE BANK (SUISSE) SA
Type 4: advising on securities
16 May 2011 - 08 Nov 2013
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.