Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHOI, WAI YIP
Chinese Name of Relevant Individual
蔡偉業
HKMA Registration Number
AF1198
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
05 Mar 2016 - 15 Mar 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
05 Mar 2016 - 15 Mar 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHIYU BANKING CORPORATION LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
23 Sep 2014 - 16 Dec 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHIYU BANKING CORPORATION LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
23 Sep 2014 - 16 Dec 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
18 Aug 2012 - 25 Jun 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
18 Aug 2012 - 25 Jun 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
16 May 2011 - 03 Jul 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
16 May 2011 - 03 Jul 2012
Is an Executive Officer? (Yes / No)
No
Records: 1-8 of 8
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHOI, WAI YIP
:
Chinese Name of Relevant Individual
蔡偉業
:
HKMA Registration Number
AF1198
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF1198
BANK OF COMMUNICATIONS CO., LTD.
Type 1: dealing in securities
05 Mar 2016 - 15 Mar 2017
No
AF1198
BANK OF COMMUNICATIONS CO., LTD.
Type 4: advising on securities
05 Mar 2016 - 15 Mar 2017
No
AF1198
CHIYU BANKING CORPORATION LIMITED
Type 1: dealing in securities
23 Sep 2014 - 16 Dec 2015
No
AF1198
CHIYU BANKING CORPORATION LIMITED
Type 4: advising on securities
23 Sep 2014 - 16 Dec 2015
No
AF1198
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Type 1: dealing in securities
18 Aug 2012 - 25 Jun 2014
No
AF1198
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Type 4: advising on securities
18 Aug 2012 - 25 Jun 2014
No
AF1198
HANG SENG BANK, LIMITED
Type 1: dealing in securities
16 May 2011 - 03 Jul 2012
No
AF1198
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
16 May 2011 - 03 Jul 2012
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.