Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
KANG, SUNGMOON
Chinese Name of Relevant Individual
HKMA Registration Number
AF1220
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
KEB ASIA FINANCE LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
27 Jun 2012 - 31 Jan 2013
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
KEB ASIA FINANCE LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
27 Jun 2012 - 31 Jan 2013
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
KEB ASIA FINANCE LIMITED
Regulated Activity
Type 9: asset management
Effective Period
27 Jun 2012 - 31 Jan 2013
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
KEB ASIA FINANCE LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
18 May 2011 - 26 Jun 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
KEB ASIA FINANCE LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
18 May 2011 - 26 Jun 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
KEB ASIA FINANCE LIMITED
Regulated Activity
Type 9: asset management
Effective Period
18 May 2011 - 26 Jun 2012
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
KANG, SUNGMOON
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AF1220
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF1220
KEB ASIA FINANCE LIMITED
Type 1: dealing in securities
27 Jun 2012 - 31 Jan 2013
Yes
AF1220
KEB ASIA FINANCE LIMITED
Type 4: advising on securities
27 Jun 2012 - 31 Jan 2013
Yes
AF1220
KEB ASIA FINANCE LIMITED
Type 9: asset management
27 Jun 2012 - 31 Jan 2013
Yes
AF1220
KEB ASIA FINANCE LIMITED
Type 1: dealing in securities
18 May 2011 - 26 Jun 2012
No
AF1220
KEB ASIA FINANCE LIMITED
Type 4: advising on securities
18 May 2011 - 26 Jun 2012
No
AF1220
KEB ASIA FINANCE LIMITED
Type 9: asset management
18 May 2011 - 26 Jun 2012
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.