Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CONG, SUYIN
Chinese Name of Relevant Individual
叢素音
HKMA Registration Number
AF1223
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CHINA CITIC BANK INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
29 Jul 2016 - 04 Aug 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
28 Mar 2015 - 10 May 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
28 Mar 2015 - 10 May 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
10 May 2014 - 14 Sep 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
10 May 2014 - 14 Sep 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
04 Sep 2012 - 07 May 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
04 Sep 2012 - 07 May 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
INDUSTRIAL AND COMMERCIAL BANK OF CHINA (ASIA) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
18 May 2011 - 06 May 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
INDUSTRIAL AND COMMERCIAL BANK OF CHINA (ASIA) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
18 May 2011 - 06 May 2012
Is an Executive Officer? (Yes / No)
No
Records: 1-9 of 9
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CONG, SUYIN
:
Chinese Name of Relevant Individual
叢素音
:
HKMA Registration Number
AF1223
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF1223
CHINA CITIC BANK INTERNATIONAL LIMITED
Type 1: dealing in securities
29 Jul 2016 - 04 Aug 2019
No
AF1223
BANK OF COMMUNICATIONS CO., LTD.
Type 1: dealing in securities
28 Mar 2015 - 10 May 2016
No
AF1223
BANK OF COMMUNICATIONS CO., LTD.
Type 4: advising on securities
28 Mar 2015 - 10 May 2016
No
AF1223
DBS BANK LTD.
Type 1: dealing in securities
10 May 2014 - 14 Sep 2014
No
AF1223
DBS BANK LTD.
Type 4: advising on securities
10 May 2014 - 14 Sep 2014
No
AF1223
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
04 Sep 2012 - 07 May 2014
No
AF1223
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
04 Sep 2012 - 07 May 2014
No
AF1223
INDUSTRIAL AND COMMERCIAL BANK OF CHINA (ASIA) LIMITED
Type 1: dealing in securities
18 May 2011 - 06 May 2012
No
AF1223
INDUSTRIAL AND COMMERCIAL BANK OF CHINA (ASIA) LIMITED
Type 4: advising on securities
18 May 2011 - 06 May 2012
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.