Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
ZHANG, QIAOZHE
Chinese Name of Relevant Individual
張巧哲
HKMA Registration Number
AF1236
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
02 Mar 2024 - 20 Mar 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
02 Mar 2024 - 20 Mar 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UNION BANCAIRE PRIVÉE, UBP SA
Regulated Activity
Type 1: dealing in securities
Effective Period
20 Jan 2018 - 28 Feb 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UNION BANCAIRE PRIVÉE, UBP SA
Regulated Activity
Type 4: advising on securities
Effective Period
20 Jan 2018 - 28 Feb 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
10 Dec 2015 - 31 Oct 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
10 Dec 2015 - 31 Oct 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ABN AMRO BANK N.V.
Regulated Activity
Type 1: dealing in securities
Effective Period
16 Dec 2013 - 10 Nov 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ABN AMRO BANK N.V.
Regulated Activity
Type 4: advising on securities
Effective Period
16 Dec 2013 - 10 Nov 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ABN AMRO BANK N.V.
Regulated Activity
Type 9: asset management
Effective Period
16 Dec 2013 - 18 May 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS WEALTH MANAGEMENT
Regulated Activity
Type 1: dealing in securities
Effective Period
15 May 2012 - 22 Jul 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS WEALTH MANAGEMENT
Regulated Activity
Type 4: advising on securities
Effective Period
15 May 2012 - 22 Jul 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
19 May 2011 - 27 Feb 2012
Is an Executive Officer? (Yes / No)
No
Records: 1-12 of 12
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
ZHANG, QIAOZHE
:
Chinese Name of Relevant Individual
張巧哲
:
HKMA Registration Number
AF1236
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF1236
UBS AG
Type 1: dealing in securities
02 Mar 2024 - 20 Mar 2026
No
AF1236
UBS AG
Type 4: advising on securities
02 Mar 2024 - 20 Mar 2026
No
AF1236
UNION BANCAIRE PRIVÉE, UBP SA
Type 1: dealing in securities
20 Jan 2018 - 28 Feb 2018
No
AF1236
UNION BANCAIRE PRIVÉE, UBP SA
Type 4: advising on securities
20 Jan 2018 - 28 Feb 2018
No
AF1236
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
10 Dec 2015 - 31 Oct 2017
No
AF1236
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
10 Dec 2015 - 31 Oct 2017
No
AF1236
ABN AMRO BANK N.V.
Type 1: dealing in securities
16 Dec 2013 - 10 Nov 2015
No
AF1236
ABN AMRO BANK N.V.
Type 4: advising on securities
16 Dec 2013 - 10 Nov 2015
No
AF1236
ABN AMRO BANK N.V.
Type 9: asset management
16 Dec 2013 - 18 May 2014
No
AF1236
BNP PARIBAS WEALTH MANAGEMENT
Type 1: dealing in securities
15 May 2012 - 22 Jul 2013
No
AF1236
BNP PARIBAS WEALTH MANAGEMENT
Type 4: advising on securities
15 May 2012 - 22 Jul 2013
No
AF1236
UBS AG
Type 1: dealing in securities
19 May 2011 - 27 Feb 2012
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.