Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
NG, WAI YIN
Chinese Name of Relevant Individual
吳維賢
HKMA Registration Number
AF1253
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
18 Oct 2023
Is an Executive Officer? (Yes / No)
No
Capacity
RELATIONSHIP MANAGER, ENERGY, RENEWABLES AND INFRASTRUCTURE, CORPORATE BANKING
Remarks
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
18 Oct 2023
Is an Executive Officer? (Yes / No)
No
Capacity
RELATIONSHIP MANAGER, ENERGY, RENEWABLES AND INFRASTRUCTURE, CORPORATE BANKING
Remarks
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 6: advising on corporate finance
First date of engagement
18 Oct 2023
Is an Executive Officer? (Yes / No)
No
Capacity
RELATIONSHIP MANAGER, ENERGY, RENEWABLES AND INFRASTRUCTURE, CORPORATE BANKING
Remarks
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 1: dealing in securities
First date of engagement
18 Oct 2023
Is an Executive Officer? (Yes / No)
No
Capacity
RELATIONSHIP MANAGER, ENERGY, RENEWABLES AND INFRASTRUCTURE, CORPORATE BANKING
Remarks
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 4: advising on securities
First date of engagement
18 Oct 2023
Is an Executive Officer? (Yes / No)
No
Capacity
RELATIONSHIP MANAGER, ENERGY, RENEWABLES AND INFRASTRUCTURE, CORPORATE BANKING
Remarks
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 6: advising on corporate finance
First date of engagement
18 Oct 2023
Is an Executive Officer? (Yes / No)
No
Capacity
RELATIONSHIP MANAGER, ENERGY, RENEWABLES AND INFRASTRUCTURE, CORPORATE BANKING
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
DBS BANK (HONG KONG) LIMITED
SFC CE number
AAL664
Business Address
11TH FLOOR, THE CENTER, 99 QUEEN'S ROAD CENTRAL, HONG KONG.
Name of Registered Institution
DBS BANK LTD.
SFC CE number
AAC212
Business Address
G/F & 18/F, THE CENTER, 99 QUEEN'S ROAD CENTRAL, HONG KONG.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 18 Oct 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
Since 18 Oct 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 6: advising on corporate finance
Effective Period
Since 18 Oct 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 18 Oct 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
Since 18 Oct 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 6: advising on corporate finance
Effective Period
Since 18 Oct 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CMB WING LUNG BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
05 Jan 2022 - 06 Oct 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CMB WING LUNG BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
05 Jan 2022 - 06 Oct 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
25 Jun 2016 - 21 Nov 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
25 Jun 2016 - 21 Nov 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
07 Nov 2015 - 21 Nov 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
07 Nov 2015 - 21 Nov 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
12 Mar 2013 - 01 Nov 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
19 May 2011 - 25 Nov 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
19 May 2011 - 25 Nov 2012
Is an Executive Officer? (Yes / No)
No
Records: 1-15 of 15
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
NG, WAI YIN
:
Chinese Name of Relevant Individual
吳維賢
:
HKMA Registration Number
AF1253
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
18 Oct 2023
No
RELATIONSHIP MANAGER, ENERGY, RENEWABLES AND INFRASTRUCTURE, CORPORATE BANKING
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
18 Oct 2023
No
RELATIONSHIP MANAGER, ENERGY, RENEWABLES AND INFRASTRUCTURE, CORPORATE BANKING
DBS BANK (HONG KONG) LIMITED
Type 6: advising on corporate finance
18 Oct 2023
No
RELATIONSHIP MANAGER, ENERGY, RENEWABLES AND INFRASTRUCTURE, CORPORATE BANKING
DBS BANK LTD.
Type 1: dealing in securities
18 Oct 2023
No
RELATIONSHIP MANAGER, ENERGY, RENEWABLES AND INFRASTRUCTURE, CORPORATE BANKING
DBS BANK LTD.
Type 4: advising on securities
18 Oct 2023
No
RELATIONSHIP MANAGER, ENERGY, RENEWABLES AND INFRASTRUCTURE, CORPORATE BANKING
DBS BANK LTD.
Type 6: advising on corporate finance
18 Oct 2023
No
RELATIONSHIP MANAGER, ENERGY, RENEWABLES AND INFRASTRUCTURE, CORPORATE BANKING
Name of Registered Institution
SFC CE number
Business Address
DBS BANK (HONG KONG) LIMITED
AAL664
11TH FLOOR, THE CENTER, 99 QUEEN'S ROAD CENTRAL, HONG KONG.
DBS BANK LTD.
AAC212
G/F & 18/F, THE CENTER, 99 QUEEN'S ROAD CENTRAL, HONG KONG.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF1253
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
Since 18 Oct 2023
No
AF1253
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
Since 18 Oct 2023
No
AF1253
DBS BANK (HONG KONG) LIMITED
Type 6: advising on corporate finance
Since 18 Oct 2023
No
AF1253
DBS BANK LTD.
Type 1: dealing in securities
Since 18 Oct 2023
No
AF1253
DBS BANK LTD.
Type 4: advising on securities
Since 18 Oct 2023
No
AF1253
DBS BANK LTD.
Type 6: advising on corporate finance
Since 18 Oct 2023
No
AF1253
CMB WING LUNG BANK LIMITED
Type 1: dealing in securities
05 Jan 2022 - 06 Oct 2023
No
AF1253
CMB WING LUNG BANK LIMITED
Type 4: advising on securities
05 Jan 2022 - 06 Oct 2023
No
AF1253
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
25 Jun 2016 - 21 Nov 2021
No
AF1253
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
25 Jun 2016 - 21 Nov 2021
No
AF1253
DBS BANK LTD.
Type 1: dealing in securities
07 Nov 2015 - 21 Nov 2021
No
AF1253
DBS BANK LTD.
Type 4: advising on securities
07 Nov 2015 - 21 Nov 2021
No
AF1253
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
12 Mar 2013 - 01 Nov 2015
No
AF1253
BANK OF COMMUNICATIONS CO., LTD.
Type 1: dealing in securities
19 May 2011 - 25 Nov 2012
No
AF1253
BANK OF COMMUNICATIONS CO., LTD.
Type 4: advising on securities
19 May 2011 - 25 Nov 2012
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.