Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
WONG, NGA WING FIONA
Chinese Name of Relevant Individual
黃雅頴
HKMA Registration Number
AF1281
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
CHONG HING BANK LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
01 Mar 2017
Is an Executive Officer? (Yes / No)
No
Capacity
VICE PRESIDENT, TEAM HEAD
Remarks
Registered Institution
CHONG HING BANK LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
01 Mar 2017
Is an Executive Officer? (Yes / No)
No
Capacity
VICE PRESIDENT, TEAM HEAD
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
CHONG HING BANK LIMITED
SFC CE number
AAA621
Business Address
GROUND FLOOR, CHONG HING BANK CENTRE, 24 DES VOEUX ROAD CENTRAL, HONG KONG.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CHONG HING BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 01 Mar 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHONG HING BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
Since 01 Mar 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
22 Apr 2016 - 31 Oct 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
22 Apr 2016 - 31 Oct 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
21 May 2011 - 06 Jan 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
21 May 2011 - 06 Jan 2016
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
WONG, NGA WING FIONA
:
Chinese Name of Relevant Individual
黃雅頴
:
HKMA Registration Number
AF1281
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
CHONG HING BANK LIMITED
Type 1: dealing in securities
01 Mar 2017
No
VICE PRESIDENT, TEAM HEAD
CHONG HING BANK LIMITED
Type 4: advising on securities
01 Mar 2017
No
VICE PRESIDENT, TEAM HEAD
Name of Registered Institution
SFC CE number
Business Address
CHONG HING BANK LIMITED
AAA621
GROUND FLOOR, CHONG HING BANK CENTRE, 24 DES VOEUX ROAD CENTRAL, HONG KONG.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF1281
CHONG HING BANK LIMITED
Type 1: dealing in securities
Since 01 Mar 2017
No
AF1281
CHONG HING BANK LIMITED
Type 4: advising on securities
Since 01 Mar 2017
No
AF1281
BANK OF COMMUNICATIONS CO., LTD.
Type 1: dealing in securities
22 Apr 2016 - 31 Oct 2016
No
AF1281
BANK OF COMMUNICATIONS CO., LTD.
Type 4: advising on securities
22 Apr 2016 - 31 Oct 2016
No
AF1281
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
21 May 2011 - 06 Jan 2016
No
AF1281
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
21 May 2011 - 06 Jan 2016
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
