Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
SZE, YEE MAN
Chinese Name of Relevant Individual
施綺雯
HKMA Registration Number
AF1288
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
02 Sep 2014 - 31 Mar 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
02 Sep 2014 - 31 Mar 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
22 May 2011 - 10 May 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
22 May 2011 - 10 May 2014
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
SZE, YEE MAN
:
Chinese Name of Relevant Individual
施綺雯
:
HKMA Registration Number
AF1288
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF1288
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
02 Sep 2014 - 31 Mar 2016
No
AF1288
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
02 Sep 2014 - 31 Mar 2016
No
AF1288
NANYANG COMMERCIAL BANK, LIMITED
Type 1: dealing in securities
22 May 2011 - 10 May 2014
No
AF1288
NANYANG COMMERCIAL BANK, LIMITED
Type 4: advising on securities
22 May 2011 - 10 May 2014
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.