Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
TAN, AIK JOCELYN
Chinese Name of Relevant Individual
HKMA Registration Number
AF1309
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
12 May 2015 - 15 May 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
17 Nov 2014 - 19 Nov 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Apr 2014 - 03 Apr 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
08 Nov 2013 - 12 Nov 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
20 May 2013 - 23 May 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
07 Nov 2012 - 09 Nov 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
15 May 2012 - 17 May 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
15 Nov 2011 - 18 Nov 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
23 May 2011 - 26 May 2011
Is an Executive Officer? (Yes / No)
No
Records: 1-9 of 9
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
TAN, AIK JOCELYN
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AF1309
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF1309
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
12 May 2015 - 15 May 2015
No
AF1309
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
17 Nov 2014 - 19 Nov 2014
No
AF1309
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
01 Apr 2014 - 03 Apr 2014
No
AF1309
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
08 Nov 2013 - 12 Nov 2013
No
AF1309
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
20 May 2013 - 23 May 2013
No
AF1309
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
07 Nov 2012 - 09 Nov 2012
No
AF1309
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
15 May 2012 - 17 May 2012
No
AF1309
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
15 Nov 2011 - 18 Nov 2011
No
AF1309
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
23 May 2011 - 26 May 2011
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.