Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
SIN, WAI LOK
Chinese Name of Relevant Individual
冼偉樂
HKMA Registration Number
AF1316
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
17 Sep 2015 - 06 Jun 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
17 Sep 2015 - 06 Jun 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
INDUSTRIAL AND COMMERCIAL BANK OF CHINA (ASIA) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
17 Sep 2014 - 28 Jul 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
INDUSTRIAL AND COMMERCIAL BANK OF CHINA (ASIA) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
17 Sep 2014 - 28 Jul 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
29 Mar 2012 - 19 Oct 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
29 Mar 2012 - 19 Oct 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
24 May 2011 - 02 Sep 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
24 May 2011 - 02 Sep 2011
Is an Executive Officer? (Yes / No)
No
Records: 1-8 of 8
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
SIN, WAI LOK
:
Chinese Name of Relevant Individual
冼偉樂
:
HKMA Registration Number
AF1316
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF1316
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
17 Sep 2015 - 06 Jun 2016
No
AF1316
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
17 Sep 2015 - 06 Jun 2016
No
AF1316
INDUSTRIAL AND COMMERCIAL BANK OF CHINA (ASIA) LIMITED
Type 1: dealing in securities
17 Sep 2014 - 28 Jul 2015
No
AF1316
INDUSTRIAL AND COMMERCIAL BANK OF CHINA (ASIA) LIMITED
Type 4: advising on securities
17 Sep 2014 - 28 Jul 2015
No
AF1316
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
29 Mar 2012 - 19 Oct 2012
No
AF1316
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
29 Mar 2012 - 19 Oct 2012
No
AF1316
HANG SENG BANK, LIMITED
Type 1: dealing in securities
24 May 2011 - 02 Sep 2011
No
AF1316
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
24 May 2011 - 02 Sep 2011
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.