Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
WANG, CHAOQUN
Chinese Name of Relevant Individual
王超群
HKMA Registration Number
AF1411
Other HKMA Registration Number(s)
AF1410
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 2: dealing in futures contracts
Effective Period
Since 31 May 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 2: dealing in futures contracts
Effective Period
Since 31 May 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 08 Jul 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
Since 08 Jul 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 31 May 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
Since 31 May 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
31 May 2011 - 05 Jul 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
31 May 2011 - 05 Jul 2011
Is an Executive Officer? (Yes / No)
No
Records: 1-8 of 8
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
WANG, CHAOQUN
:
Chinese Name of Relevant Individual
王超群
:
HKMA Registration Number
AF1411
:
Other HKMA Registration Number(s)
AF1410
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF1410
DBS BANK (HONG KONG) LIMITED
Type 2: dealing in futures contracts
Since 31 May 2025
No
AF1410
DBS BANK LTD.
Type 2: dealing in futures contracts
Since 31 May 2025
No
AF1410
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
Since 08 Jul 2011
No
AF1410
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
Since 08 Jul 2011
No
AF1410
DBS BANK LTD.
Type 1: dealing in securities
Since 31 May 2011
No
AF1410
DBS BANK LTD.
Type 4: advising on securities
Since 31 May 2011
No
AF1411
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
31 May 2011 - 05 Jul 2011
No
AF1411
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
31 May 2011 - 05 Jul 2011
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
