Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
POON, TSZ HO
Chinese Name of Relevant Individual
潘子豪
HKMA Registration Number
AF1414
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CHINA CITIC BANK INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
25 Jan 2013 - 02 Sep 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
31 May 2011 - 30 Aug 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
31 May 2011 - 30 Aug 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
31 May 2011 - 30 Aug 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
31 May 2011 - 30 Aug 2011
Is an Executive Officer? (Yes / No)
No
Records: 1-5 of 5
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
POON, TSZ HO
:
Chinese Name of Relevant Individual
潘子豪
:
HKMA Registration Number
AF1414
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF1414
CHINA CITIC BANK INTERNATIONAL LIMITED
Type 1: dealing in securities
25 Jan 2013 - 02 Sep 2022
No
AF1414
CITIBANK, N.A.
Type 1: dealing in securities
31 May 2011 - 30 Aug 2011
No
AF1414
CITIBANK, N.A.
Type 4: advising on securities
31 May 2011 - 30 Aug 2011
No
AF1414
CITICORP INTERNATIONAL LIMITED
Type 1: dealing in securities
31 May 2011 - 30 Aug 2011
No
AF1414
CITICORP INTERNATIONAL LIMITED
Type 4: advising on securities
31 May 2011 - 30 Aug 2011
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.