Register of Securities Staff of AIs

Last updated on 18/06/2026
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Name of Relevant Individual
TSAI, YI HUNG
Chinese Name of Relevant Individual

蔡宜宏
HKMA Registration Number
AF1446
Other HKMA Registration Number(s)
AD1176
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
CTBC BANK CO., LTD.
Regulated Activity
Type 1: dealing in securities
First date of engagement
03 Jul 2025
Is an Executive Officer? (Yes / No)
No
Capacity
ASSOCIATE DIRECTOR, INVESTMENT CONSULTANT, WEALTH MANAGEMENT
Remarks
Registered Institution
CTBC BANK CO., LTD.
Regulated Activity
Type 4: advising on securities
First date of engagement
03 Jul 2025
Is an Executive Officer? (Yes / No)
No
Capacity
ASSOCIATE DIRECTOR, INVESTMENT CONSULTANT, WEALTH MANAGEMENT
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
TSAI, YI HUNG
:
Chinese Name of Relevant Individual
蔡宜宏
:
HKMA Registration Number
AF1446
:
Other HKMA Registration Number(s)
AD1176
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
CTBC BANK CO., LTD.
Type 1: dealing in securities
03 Jul 2025
No
ASSOCIATE DIRECTOR, INVESTMENT CONSULTANT, WEALTH MANAGEMENT
CTBC BANK CO., LTD.
Type 4: advising on securities
03 Jul 2025
No
ASSOCIATE DIRECTOR, INVESTMENT CONSULTANT, WEALTH MANAGEMENT