Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LAI, CHUN MING
Chinese Name of Relevant Individual
黎俊銘
HKMA Registration Number
AF1464
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
29 Jun 2019 - 29 Mar 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
29 Jun 2019 - 29 Mar 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Feb 2022 - 31 Oct 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
01 Feb 2022 - 31 Oct 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 6: advising on corporate finance
Effective Period
01 Feb 2022 - 31 Oct 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 6: advising on corporate finance
Effective Period
29 Jan 2022 - 31 Oct 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
28 Nov 2014 - 10 Dec 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
02 Jun 2011 - 09 Apr 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
02 Jun 2011 - 09 Apr 2014
Is an Executive Officer? (Yes / No)
No
Records: 1-9 of 9
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LAI, CHUN MING
:
Chinese Name of Relevant Individual
黎俊銘
:
HKMA Registration Number
AF1464
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF1464
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
29 Jun 2019 - 29 Mar 2026
No
AF1464
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
29 Jun 2019 - 29 Mar 2026
No
AF1464
DBS BANK LTD.
Type 1: dealing in securities
01 Feb 2022 - 31 Oct 2023
No
AF1464
DBS BANK LTD.
Type 4: advising on securities
01 Feb 2022 - 31 Oct 2023
No
AF1464
DBS BANK LTD.
Type 6: advising on corporate finance
01 Feb 2022 - 31 Oct 2023
No
AF1464
DBS BANK (HONG KONG) LIMITED
Type 6: advising on corporate finance
29 Jan 2022 - 31 Oct 2023
No
AF1464
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
28 Nov 2014 - 10 Dec 2018
No
AF1464
CITIBANK (HONG KONG) LIMITED
Type 1: dealing in securities
02 Jun 2011 - 09 Apr 2014
No
AF1464
CITIBANK (HONG KONG) LIMITED
Type 4: advising on securities
02 Jun 2011 - 09 Apr 2014
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.