Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
XING, TAN
Chinese Name of Relevant Individual
邢坦
HKMA Registration Number
AF1476
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
22 Mar 2016 - 24 Mar 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
22 Mar 2016 - 24 Mar 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
17 Dec 2011 - 19 Dec 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
17 Dec 2011 - 19 Dec 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
05 Jun 2011 - 08 Jun 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
05 Jun 2011 - 08 Jun 2011
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
XING, TAN
:
Chinese Name of Relevant Individual
邢坦
:
HKMA Registration Number
AF1476
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF1476
BARCLAYS BANK PLC
Type 1: dealing in securities
22 Mar 2016 - 24 Mar 2016
No
AF1476
BARCLAYS BANK PLC
Type 4: advising on securities
22 Mar 2016 - 24 Mar 2016
No
AF1476
BARCLAYS BANK PLC
Type 1: dealing in securities
17 Dec 2011 - 19 Dec 2011
No
AF1476
BARCLAYS BANK PLC
Type 4: advising on securities
17 Dec 2011 - 19 Dec 2011
No
AF1476
BARCLAYS BANK PLC
Type 1: dealing in securities
05 Jun 2011 - 08 Jun 2011
No
AF1476
BARCLAYS BANK PLC
Type 4: advising on securities
05 Jun 2011 - 08 Jun 2011
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.