Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
WANG, YAN
Chinese Name of Relevant Individual
王曣
HKMA Registration Number
AF1503
Other HKMA Registration Number(s)
AF8533
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CMB WING LUNG BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 04 Jan 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CMB WING LUNG BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
Since 04 Jan 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
07 Jun 2011 - 26 Jun 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
07 Jun 2011 - 26 Jun 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
07 Jun 2011 - 26 Jun 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
07 Jun 2011 - 26 Jun 2012
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
WANG, YAN
:
Chinese Name of Relevant Individual
王曣
:
HKMA Registration Number
AF1503
:
Other HKMA Registration Number(s)
AF8533
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF8533
CMB WING LUNG BANK LIMITED
Type 1: dealing in securities
Since 04 Jan 2013
No
AF8533
CMB WING LUNG BANK LIMITED
Type 4: advising on securities
Since 04 Jan 2013
No
AF1503
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
07 Jun 2011 - 26 Jun 2012
No
AF1503
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
07 Jun 2011 - 26 Jun 2012
No
AF1503
DBS BANK LTD.
Type 1: dealing in securities
07 Jun 2011 - 26 Jun 2012
No
AF1503
DBS BANK LTD.
Type 4: advising on securities
07 Jun 2011 - 26 Jun 2012
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.