Register of Securities Staff of AIs

Last updated on 18/06/2026
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Name of Relevant Individual
GOH, KAI JIN
Chinese Name of Relevant Individual

吳凱勁
HKMA Registration Number
AF1504
Other HKMA Registration Number(s)
AG1417
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
01 Jan 2021
Is an Executive Officer? (Yes / No)
No
Capacity
SPECIALIST, FIXED INCOME SALES, GLOBAL FINANCIAL MARKETS
Remarks
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
01 Jan 2021
Is an Executive Officer? (Yes / No)
No
Capacity
SPECIALIST, FIXED INCOME SALES, GLOBAL FINANCIAL MARKETS
Remarks
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 1: dealing in securities
First date of engagement
07 Jun 2011
Is an Executive Officer? (Yes / No)
No
Capacity
SPECIALIST, FIXED INCOME SALES, GLOBAL FINANCIAL MARKETS
Remarks
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 4: advising on securities
First date of engagement
07 Jun 2011
Is an Executive Officer? (Yes / No)
No
Capacity
SPECIALIST, FIXED INCOME SALES, GLOBAL FINANCIAL MARKETS
Remarks
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 6: advising on corporate finance
First date of engagement
21 Sep 2012
Is an Executive Officer? (Yes / No)
No
Capacity
SPECIALIST, FIXED INCOME SALES, GLOBAL FINANCIAL MARKETS
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
GOH, KAI JIN
:
Chinese Name of Relevant Individual
吳凱勁
:
HKMA Registration Number
AF1504
:
Other HKMA Registration Number(s)
AG1417
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
01 Jan 2021
No
SPECIALIST, FIXED INCOME SALES, GLOBAL FINANCIAL MARKETS
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
01 Jan 2021
No
SPECIALIST, FIXED INCOME SALES, GLOBAL FINANCIAL MARKETS
DBS BANK LTD.
Type 1: dealing in securities
07 Jun 2011
No
SPECIALIST, FIXED INCOME SALES, GLOBAL FINANCIAL MARKETS
DBS BANK LTD.
Type 4: advising on securities
07 Jun 2011
No
SPECIALIST, FIXED INCOME SALES, GLOBAL FINANCIAL MARKETS
DBS BANK LTD.
Type 6: advising on corporate finance
21 Sep 2012
No
SPECIALIST, FIXED INCOME SALES, GLOBAL FINANCIAL MARKETS