Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
FOK, HO KUEN
Chinese Name of Relevant Individual
霍浩權
HKMA Registration Number
AF1518
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
29 Jun 2015 - 31 Oct 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
29 Jun 2015 - 31 Oct 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
13 Nov 2015 - 27 Mar 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
07 Jun 2011 - 17 Jul 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
07 Jun 2011 - 17 Jul 2011
Is an Executive Officer? (Yes / No)
No
Records: 1-5 of 5
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
FOK, HO KUEN
:
Chinese Name of Relevant Individual
霍浩權
:
HKMA Registration Number
AF1518
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF1518
HANG SENG BANK, LIMITED
Type 1: dealing in securities
29 Jun 2015 - 31 Oct 2019
No
AF1518
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
29 Jun 2015 - 31 Oct 2019
No
AF1518
HANG SENG BANK, LIMITED
Type 4: advising on securities
13 Nov 2015 - 27 Mar 2018
No
AF1518
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
07 Jun 2011 - 17 Jul 2011
No
AF1518
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
07 Jun 2011 - 17 Jul 2011
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.