Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
WANG, LI
Chinese Name of Relevant Individual
王利
HKMA Registration Number
AF1528
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
08 Jun 2011 - 04 Aug 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
08 Jun 2011 - 04 Aug 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 9: asset management
Effective Period
08 Jun 2011 - 04 Aug 2011
Is an Executive Officer? (Yes / No)
No
Records: 1-3 of 3
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
WANG, LI
:
Chinese Name of Relevant Individual
王利
:
HKMA Registration Number
AF1528
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF1528
BANK OF COMMUNICATIONS CO., LTD.
Type 1: dealing in securities
08 Jun 2011 - 04 Aug 2011
No
AF1528
BANK OF COMMUNICATIONS CO., LTD.
Type 4: advising on securities
08 Jun 2011 - 04 Aug 2011
No
AF1528
BANK OF COMMUNICATIONS CO., LTD.
Type 9: asset management
08 Jun 2011 - 04 Aug 2011
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.