Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
REDBOURN, PAUL ROBERT
Chinese Name of Relevant Individual
HKMA Registration Number
AF1529
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
14 Mar 2018 - 12 Apr 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
29 Aug 2017 - 30 Aug 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
08 Jun 2017 - 09 Jun 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
04 Sep 2016 - 08 Sep 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
13 Mar 2016 - 19 Mar 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
09 Jun 2011 - 28 Jan 2015
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
REDBOURN, PAUL ROBERT
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AF1529
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF1529
UBS AG
Type 1: dealing in securities
14 Mar 2018 - 12 Apr 2018
No
AF1529
UBS AG
Type 1: dealing in securities
29 Aug 2017 - 30 Aug 2017
No
AF1529
UBS AG
Type 1: dealing in securities
08 Jun 2017 - 09 Jun 2017
No
AF1529
UBS AG
Type 1: dealing in securities
04 Sep 2016 - 08 Sep 2016
No
AF1529
UBS AG
Type 1: dealing in securities
13 Mar 2016 - 19 Mar 2016
No
AF1529
UBS AG
Type 1: dealing in securities
09 Jun 2011 - 28 Jan 2015
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.