Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
ZHU, ZHENYU
Chinese Name of Relevant Individual
朱振宇
HKMA Registration Number
AF1575
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
15 Feb 2022
Is an Executive Officer? (Yes / No)
No
Capacity
TREASURES PRIVATE CLIENT INVESTMENT COUNSELLOR
Remarks
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
15 Feb 2022
Is an Executive Officer? (Yes / No)
No
Capacity
TREASURES PRIVATE CLIENT INVESTMENT COUNSELLOR
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
DBS BANK (HONG KONG) LIMITED
SFC CE number
AAL664
Business Address
11TH FLOOR, THE CENTER, 99 QUEEN'S ROAD CENTRAL, HONG KONG.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 15 Feb 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
Since 15 Feb 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 1: dealing in securities
Effective Period
06 Mar 2018 - 04 Nov 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 4: advising on securities
Effective Period
06 Mar 2018 - 04 Nov 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
10 Nov 2015 - 15 Dec 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
10 Nov 2015 - 15 Dec 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CTBC BANK CO., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
19 Jun 2015 - 28 Oct 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CTBC BANK CO., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
19 Jun 2015 - 28 Oct 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 1: dealing in securities
Effective Period
11 Jun 2011 - 26 May 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 4: advising on securities
Effective Period
11 Jun 2011 - 26 May 2015
Is an Executive Officer? (Yes / No)
No
Records: 1-10 of 10
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
ZHU, ZHENYU
:
Chinese Name of Relevant Individual
朱振宇
:
HKMA Registration Number
AF1575
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
15 Feb 2022
No
TREASURES PRIVATE CLIENT INVESTMENT COUNSELLOR
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
15 Feb 2022
No
TREASURES PRIVATE CLIENT INVESTMENT COUNSELLOR
Name of Registered Institution
SFC CE number
Business Address
DBS BANK (HONG KONG) LIMITED
AAL664
11TH FLOOR, THE CENTER, 99 QUEEN'S ROAD CENTRAL, HONG KONG.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF1575
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
Since 15 Feb 2022
No
AF1575
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
Since 15 Feb 2022
No
AF1575
CREDIT SUISSE AG
Type 1: dealing in securities
06 Mar 2018 - 04 Nov 2021
No
AF1575
CREDIT SUISSE AG
Type 4: advising on securities
06 Mar 2018 - 04 Nov 2021
No
AF1575
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
10 Nov 2015 - 15 Dec 2017
No
AF1575
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
10 Nov 2015 - 15 Dec 2017
No
AF1575
CTBC BANK CO., LTD.
Type 1: dealing in securities
19 Jun 2015 - 28 Oct 2015
No
AF1575
CTBC BANK CO., LTD.
Type 4: advising on securities
19 Jun 2015 - 28 Oct 2015
No
AF1575
CREDIT SUISSE AG
Type 1: dealing in securities
11 Jun 2011 - 26 May 2015
No
AF1575
CREDIT SUISSE AG
Type 4: advising on securities
11 Jun 2011 - 26 May 2015
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.